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financial broker

Description

Code

3311.2

Description

Financial brokers undertake financial market activities on behalf of their clients. They monitor securities, financial documentation of their clients, market trends and conditions and other legal requirements. They plan buying and selling activities and calculate transactions costs.

Alternative Labels

financial services adviser

finance adviser

financial services manager

financial services broker

broker

financial broker

finance broker

Regulatory Aspect

To see if and how this occupation is regulated in EU Member States, EEA countries or Switzerland please consult the Regulated Professions Database of the Commission. Regulated Professions Database: