Skip to main content
European Skills, Competences, Qualifications and Occupations (ESCO)
There is a temporary issue on this page. Please, try later. We apologise for this inconvenience.

Show filters

Hide filters

Filters

This concept is obsolete

financial broker

Concept overview

Code

3311.2

Description

Financial brokers undertake financial market activities on behalf of their clients. They monitor securities, financial documentation of their clients, market trends and conditions and other legal requirements. They plan buying and selling activities and calculate transactions costs.

Alternative Labels

broker

finance adviser

finance broker

financial services adviser

financial services broker

financial services manager

Regulatory Aspect

To see if and how this occupation is regulated in EU Member States, EEA countries or Switzerland please consult the Regulated Professions Database of the Commission. Regulated Professions Database:

Skills & Competences