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investment adviser

Description

Code

2412.6

Description

Investment advisers are professionals who offer transparent advice by recommending suitable solutions on financial matters to their clients. They advise on investing pension or free funds in securities such as stocks, bonds, mutual funds and exchange-traded funds to customers. Investment advisers serve individuals, households, families and owners of small companies.

Scope note

Excludes people working with large companies or institutions. Includes people working with individual clients and small companies.

Alternative Labels

investment executive

investment advisor

corporate investment adviser

investing director

investment adviser

RIA

investment consultant

financial and investment adviser

investment manager

Regulatory Aspect

To see if and how this occupation is regulated in EU Member States, EEA countries or Switzerland please consult the Regulated Professions Database of the Commission. Regulated Professions Database: