Hierarchy view
investment adviser
Description
Code
2412.6
Description
Investment advisers are professionals who offer transparent advice by recommending suitable solutions on financial matters to their clients. They advise on investing pension or free funds in securities such as stocks, bonds, mutual funds and exchange-traded funds to customers. Investment advisers serve individuals, households, families and owners of small companies.
Scope note
Excludes people working with large companies or institutions. Includes people working with individual clients and small companies.
Alternative Labels
corporate investment adviser
financial and investment adviser
investing director
investment adviser
investment advisor
investment consultant
investment executive
investment manager
RIA
Regulatory Aspect
To see if and how this occupation is regulated in EU Member States, EEA countries or Switzerland please consult the Regulated Professions Database of the Commission. Regulated Professions Database:
Narrower occupations
Skills & Competences
Essential Skills and Competences
Essential Knowledge
Optional Skills and Competences
Concept URI
Status
released
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